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Barry Fielding

J.P. Morgan Securities LLC

Chicago, IL

Chicago, IL

Chicago, IL

CRD 6712906

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-03
IL RA APPROVED 2024-11-02
MI RA APPROVED 2024-11-02
  • TX RA
    APPROVED
    Since 2025-06-03
  • IL RA
    APPROVED
    Since 2024-11-02
  • MI RA
    APPROVED
    Since 2024-11-02

Branch Locations

2317 W Madison St, Chicago, IL 60612 • United States

800 N Kedzie Ave, Ste 218, Chicago, IL 60651 • United States

401 N Clark St, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Chicago IL 09/2016 12/2018
J.P. Morgan Securities Llc Chicago IL 09/2016 12/2018
Jpmorgan Chase Bank, N.A. Chicago IL 02/2021 Present
J.P. Morgan Securities Llc Chicago IL 02/2021 Present
Platinum Millworks New York NY 01/2019 12/2020
Unemployed Chicago IL 01/2021 01/2021
  • 09/2016 → 12/2018
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 09/2016 → 12/2018
    J.P. Morgan Securities Llc
    Chicago, IL
  • 02/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 02/2021 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
  • 01/2019 → 12/2020
    Platinum Millworks
    New York, NY
  • 01/2021 → 01/2021
    Unemployed
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-01
S63 Uniform Securities Agent State Law Examination 2021-04-02
  • S66 Uniform Combined State Law Examination
    2024-11-01
  • S63 Uniform Securities Agent State Law Examination
    2021-04-02
Other Names
  • Barry Anthony Fielding

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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