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102 El Dorado St., Auburn, CA 95603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-08-26 |
| TX | RA | APPROVED | 2022-08-26 |
Branch Locations
3401 Technology Dr. Ste 160, Lake Saint Louis, MO 63367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spectrum Retirement Solutions Llc | O'FAllon | MO | 05/2012 | 12/2016 |
| Voya Financial Advisors | Lake Saint Louis | MO | 12/2016 | 06/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2021 | 08/2022 |
| Ifc And Insurance Marketing, Inc. | Lake Saint Louis | MO | 08/2022 | Present |
| Spectrum Retirement Solutions Llc | Lake Saint Louis | MO | 05/2012 | Present |
1) NAME OF ENTITY: Independent Insurance Agent; Yes; 3401 Technology Dr. Ste. 160 Lake Saint Louis, MO 63367; FIXED INSURANCE SALES; Independent Insurance Agent; 12/19/2016; 160; 160; SALE OF FIXED INSURANCE PRODUCTS.| 2) NAME OF OTHER BUSINESS: SPECTRUM RETIREMENT SOLUTIONS LLC, DBA Spectrum Advisory & Wealth Management Services; INVESTMENT RELATED: YES; ADDRESS:SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL AND INSURANCE SERVICES ; START DATE: 5/2012; POSITION/TITLE/RELATIONSHIP: CO OWNER ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-19 |
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