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Dahn B Lincoln

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-02-13
CA RA APPROVED 2017-07-15
  • TX RA
    APPROVED
    Since 2018-02-13
  • CA RA
    APPROVED
    Since 2017-07-15

Branch Locations

50 W San Fernando St, San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc Century City CA 10/2016 05/2017
Unemployed Los Angeles CA 12/2015 10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 06/2017 Present
Bank Of America, N.A. San Jose CA 08/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-28
  • S66 Uniform Combined State Law Examination
    2016-11-28
Other Names
  • Dahn Lincoln
  • Dahn B. Lincoln

View on SEC IAPD

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