Larry David Zuckerman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-01-01
TX	RA	APPROVED_RES	2022-11-14

CA RA
APP_PEND_IARCE

Since 2026-01-01
TX RA
APPROVED_RES

Since 2022-11-14

Branch Locations

Northridge, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Natioanl Planning Corporation	Sherman Oaks	CA	11/2006	01/2017
Tcfg Wealth Management, Llc	Laguna Niguel	CA	01/2017	10/2022
Tcfg Investment Advisors, Llc	Laguna Niguel	CA	01/2017	10/2022
Lpl Financial	Northridge	CA	11/2022	Present

11/2006 → 01/2017

Natioanl Planning Corporation

Sherman Oaks, CA
01/2017 → 10/2022

Tcfg Wealth Management, Llc

Laguna Niguel, CA
01/2017 → 10/2022

Tcfg Investment Advisors, Llc

Laguna Niguel, CA
11/2022 → Present

Lpl Financial

Northridge, CA

Previous Registrations

2017-01-17 → 2022-12-12

Tcfg Investment Advisors, Llc

Camarillo, CA

Laguna Niguel, CA

Northridge, CA
2007-01-29 → 2017-01-13

National Planning Corporation

Sherman Oaks, CA

Sherman Oaks, CA

Calabasas, CA

Calabasas, CA
2004-04-14 → 2006-11-28

Wamu Investments, Inc.

Sherman Oaks, CA

Encino, CA

Sherman Oaks , CA

Van Nuys, CA
2003-12-15 → 2004-02-26

Citicorp Investment Services

Chatsworth, CA
2000-04-20 → 2003-12-10

Morgan Stanley Dw Inc.

Woodland Hills, CA

Other Businesses

1- 10/2022 / Zuckerman Private Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / Northridge, CA 2- 01/1998 / Non-Variable Insurance / Investment Related / Northridge, CA 3 - 03/27/2025 - Zuckerman Insurance Agency - Insurance Agency - Investment Related - At Reported Business Location(s) - start date: 03/01/2025 - Zuckerman Insurance Agency - 10 Hrs/Mth - 1Hrs During Trading. 4- 01/15/2026 - Zuckerman Senior Benefit Group - Non-Variable Insurance - Owner - Investment Related - At Reported Business Location(s) -Start Date 01/01/2026 - 10 hours per month/ 5 hours during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-03-05
S63	Uniform Securities Agent State Law Examination	1999-02-16

S65 Uniform Investment Adviser Law Examination

1999-03-05
S63 Uniform Securities Agent State Law Examination

1999-02-16

View on SEC IAPD