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Brian Joseph Jones

Neuberger Berman Bd LLC

Chicago, IL

Chicago, IL

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-24
  • IL RA
    APPROVED
    Since 2026-06-24

Branch Locations

190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stepstone Group New York NY 08/2016 10/2016
Morgan Stanley New York NY 10/2016 01/2017
Morgan Stanley New York NY 01/2017 02/2022
Sovereign Properties New York NY 02/2022 10/2025
Neuberger Berman Chicago IL 03/2026 Present
Unemployed Hillsdale NJ 11/2025 02/2026
  • 08/2016 → 10/2016
    Stepstone Group
    New York, NY
  • 10/2016 → 01/2017
    Morgan Stanley
    New York, NY
  • 01/2017 → 02/2022
    Morgan Stanley
    New York, NY
  • 02/2022 → 10/2025
    Sovereign Properties
    New York, NY
  • 03/2026 → Present
    Neuberger Berman
    Chicago, IL
  • 11/2025 → 02/2026
    Unemployed
    Hillsdale, NJ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-24
S66 Uniform Combined State Law Examination 2018-05-11
  • S65 Uniform Investment Adviser Law Examination
    2026-06-24
  • S66 Uniform Combined State Law Examination
    2018-05-11
Other Names
  • Brian Jones
  • Brian J Jones

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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