Douglas Nathaniel Moore

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 10/2016
  Sunbelt Rentals
  Washington, DC
• 09/2016 → 05/2017
  Northwestern Mutual Investment Services Llc
  Washington, DC
• 06/2017 → 04/2019
  Td Ameritrade
  Columbia, MD
• 04/2019 → 05/2021
  Owl Rock Capital Securities
  New York, NY
• 05/2021 → 07/2021
  Blue Owl Securities Llc
  New York, NY
• 07/2021 → 07/2023
  Credit Suisse Securities (Usa) Llc
  New York, NY
• 03/2025 → Present
  Wells Fargo Clearing Services, Llc
  Old Greenwich, CT
• 03/2025 → Present
  Wells Fargo Bank, Na
  Old Greenwich, CT
• 08/2023 → 04/2024
  Bloomberg L.P.
  New York, NY
• 04/2024 → 03/2025
  Unemployed
  New York, NY

Previous Registrations

• 2017-10-23 → 2019-05-01
  Td Ameritrade, Inc.
  Columbia, MD
  Brooklyn, NY
• 2017-10-23 → 2019-05-01
  Td Ameritrade Investment Management, Llc
  Columbia, MD
  Brooklyn, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-04-24
• S66 Uniform Combined State Law Examination
  2017-10-23

Other Names

• Douglas Moore
• Doug Moore
• Douglas N Moore
• Douglas Nathaniel Moore