Rafael Alberto Cortez Bernal

Current Employers

Employment History

• 10/2016 → 06/2017
  Axa Advisors, Llc
  New York, NY
• 02/2016 → 10/2016
  Self-Employed
  Miami, FL
• 06/2017 → 09/2017
  Investacorp, Inc.
  Miami, FL
• 06/2017 → 09/2017
  Brady Financial
  Miami, FL
• 10/2017 → 12/2020
  Hsbc Securities (Usa) Inc.
  Miami, FL
• 09/2017 → 12/2020
  Hsbc Bank Usa Natiomal Association
  Miami, FL
• 12/2020 → Present
  Hsbc Securities (Usa) Inc.
  Miami, FL
• 12/2020 → Present
  Hsbc Bank (Usa) Inc.
  Miami, FL

Other Businesses

1) Yes Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc. 2) 1. The name of the other business - Rulecor Realty Invest. 1520 LLC 2. Whether the business is investment-related - No 3. The addresses of the other businesses: 170 Ocean Lane Dr. Apt 502 Key Biscayne FL 33149 4. The nature of the other business: Passive invest in a Real Estate Development 5. Your position: Owner 6. Title : Owner 7. Relationship with the other business: Owner 8. The start date of your relationship: 11/8/2024 9. The approximate number of hours/month you devote to the other business: 0 10. The number of hours you devote to the other business during securities trading hours: 0 11. Briefly describe your duties relating to the other business: (Information Required): I will have no active role with this entity. The company was incorporated to hold a real estate investment instead of investing under individual names.

Exams

• S66 Uniform Combined State Law Examination
  2019-04-16
• S63 Uniform Securities Agent State Law Examination
  2017-10-31

Other Names

• Rafael Alberto Cortez
• Rafael Alberto Cortez Bernal
• Rafael Cortez