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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-09-29 |
| TX | RA | APPROVED | 2022-09-01 |
| NC | RA | APPROVED | 2022-08-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carroll Financial Associates | Charlotte | NC | 07/2016 | 05/2017 |
| Longhorn Steakhouse | Greenville | SC | 09/2015 | 02/2017 |
| Cetera Advisor Networks Llc | El Segundo | CA | 05/2017 | 11/2018 |
| Winthrop University | Rock Hill | SC | 05/2015 | 05/2017 |
| Lpl Financial Llc | Rock Hill | SC | 11/2018 | 07/2022 |
| Founders Federal Credit Union | Rock Hill | SC | 11/2018 | 07/2022 |
| The Vanguard Group, Inc. | Charlotte | NC | 08/2022 | Present |
| Founders Federal Credit Union | Lancaster | SC | 05/2017 | 11/2018 |
| Vanguard Marketing Corporation | Charlotte | NC | 08/2022 | Present |
| Mission Essentials | Daniel Island | SC | 01/2026 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 08/2022 | Present |
NAME OF BUSINESS: MISSION ESSENTIALS NON-INVESTMENT-RELATED ADDRESS: DANIEL ISLAND, SC NATURE OF BUSINESS: RETAIL POSITION: SALES ASSOCIATE START DATE: 01/2026 APPROXIMATE HOURS/MONTH: 8 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COORDINATE THE SALE AND PLACEMENT OF PRODUCT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-20 |
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