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2610 Dauphin Street, Mobile, AL 36606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-07-06 |
| TX | RA | APPROVED | 2022-07-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Compass | Birmingham | AL | 04/2014 | 06/2017 |
| Financial Strategies Llc | Mobile | AL | 07/2016 | 07/2017 |
| Kestra Advisory Services, Llc | Austin | TX | 01/2017 | 07/2017 |
| Kestra Investment Services, Llc | Mobile | AL | 01/2017 | 07/2017 |
| Morgan Stanley | Mobile | AL | 07/2017 | 06/2022 |
| Morgan Stanley Private Bank, National Association | New York | NY | 08/2017 | 06/2022 |
| Mitchell Mcleod Pugh & Williams, Inc. | Mobile | AL | 06/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 08/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-24 |
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