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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-20 |
| CA | RA | APPROVED | 2023-11-03 |
Branch Locations
1512 Eureka Rd 3Rd Fl [Ne-Rbo], Roseville, CA 95661 • United States
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Orangevale | CA | 09/2016 | 11/2016 |
| Wells Fargo Bank, Na | Roseville | CA | 07/2007 | 07/2021 |
| Wells Fargo Clearing Services, Llc | Roseville | CA | 11/2016 | 07/2021 |
| U.S. Bank | Sacramento | CA | 07/2021 | 10/2023 |
| U.S. Bancorp Investments, Inc. | Sacramento | CA | 06/2023 | 10/2023 |
| Wells Fargo Clearing Sevices | Roseville | CA | 10/2023 | Present |
| Wells Fargo Bank | Roseville | CA | 10/2023 | Present |
Residential Rental; Investment-related; Rocklin, CA; Residential Real Estate Rental; Owner/Operator; 06/2020; 1 hour/month; 0 hours/trading; Management. CALIFORNIA INTERNATIONAL SCHOOL PARENT ASSOCIATION, INVT RELATED, ROCKLIN, CA, TREASURER, START DATE 2/28/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, REVIEWING AND ADVISING ON BUDGET FOR FAMILY EVENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-16 |
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