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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2004-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Angela Ip | Chicago | IL | 01/1988 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 11/1998 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2004 | Present |
TAX COMPLIANCE REPORTING-OWNER SINCE 85-MANAGING TAX REPORTING FOR CLIENTS-40HR/WK.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-12 |
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