Arthur Aaron Weisman

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Cleveland, OH
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Cleveland, OH

Other Businesses

2. BOCA NORTH DEVELOPMENT, L.P; INV-RELATED; PEPPER PIKE, OH; .81% OWNERSHIP; START: 03/31/2013; HOURS: 0 PER MONTH - 0 DURING TRADING; DUTIES: CAPITAL FOR A RESIDENTIAL DEVELOPMENT 3. TRUSTEE FOR SON, INV RELATED, LINWOOD, NJ, START: 12/2009, 0 HOURS. 5. TRUSTEE FOR WIFE'S TRUST; INV. RELATED; SHAKER HEIGHTS, OH; START DATE 2/2020; 2 HRS PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR MOTHER-IN-LAW; INV RELATED; CLEVELAND, OH; SUCCESSOR TRUSTEE; TRUSTEE; START DATE: 10/01/2025; 6 HRS PER MONTH; 6 HRS DURING TRADING;|

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-29
• S63 Uniform Securities Agent State Law Examination
  1998-12-18

Designations

• Certified Financial Planner