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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-07-21 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | San Diego | CA | 09/2016 | 06/2017 |
| First Command Financial Planning, Inc. | San Diego | CA | 05/2017 | 04/2019 |
| First Command Advisory Services, Inc. | San Diego | CA | 05/2017 | 04/2019 |
| First Command Insurance Services, Inc. | San Diego | CA | 04/2017 | 04/2019 |
| Jp Morgan Securities, Llc | Santee | CA | 05/2019 | 03/2022 |
| Jpmorgan Chase Bank, N.A. | Santee | CA | 05/2019 | 03/2022 |
| Ubs Financial Services.iNc | San Diego | CA | 04/2022 | 06/2022 |
| Gwfs Equities, Inc | Greenwood Village | CO | 07/2022 | Present |
| Advised Assets Group, Llc | Greenwood Village | CO | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-09 |
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