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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-03-10
GA RA APPROVED 2003-04-04
  • TX RA
    APPROVED_RES
    Since 2006-03-10
  • GA RA
    APPROVED
    Since 2003-04-04

Branch Locations

3621 Vinings Slope Se Ste 4440, Atlanta, GA 30339 • United States

Newnan, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Assoc Atlanta GA 11/2002 Present
  • 11/2002 → Present
    Raymond James & Assoc
    Atlanta, GA
Other Businesses

(1)Name of Business: WVP Ventures LLC Address: 418 Vanderbilt parkway, Newnan, GA, 30265, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/07/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owning a property to lease the property to our practice Partners are Ken Whitley and Harris Kontor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-08
S63 Uniform Securities Agent State Law Examination 1999-03-09
  • S65 Uniform Investment Adviser Law Examination
    1999-06-08
  • S63 Uniform Securities Agent State Law Examination
    1999-03-09

View on SEC IAPD

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