Nicole Stannard

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2024-03-21
AZ	RA	APPROVED	2022-02-02
UT	RA	APPROVED	2022-01-26
AK	RA	APPROVED	2022-01-25
MN	RA	APPROVED	2022-01-25
MO	RA	APPROVED	2022-01-25
NM	RA	APPROVED	2022-01-25
AR	RA	APPROVED	2022-01-24
NV	RA	APPROVED	2022-01-24
OR	RA	APPROVED	2022-01-24
WA	RA	APPROVED	2022-01-21
NC	RA	APPROVED	2021-11-24
ID	RA	APPROVED	2020-03-05
CO	RA	APPROVED	2020-01-22
HI	RA	APPROVED	2019-05-01
CA	RA	APPROVED	2019-04-18
TX	RA	APPROVED	2017-04-07

MI RA
APPROVED

Since 2024-03-21
AZ RA
APPROVED

Since 2022-02-02
UT RA
APPROVED

Since 2022-01-26
AK RA
APPROVED

Since 2022-01-25
MN RA
APPROVED

Since 2022-01-25
MO RA
APPROVED

Since 2022-01-25
NM RA
APPROVED

Since 2022-01-25
AR RA
APPROVED

Since 2022-01-24
NV RA
APPROVED

Since 2022-01-24
OR RA
APPROVED

Since 2022-01-24
WA RA
APPROVED

Since 2022-01-21
NC RA
APPROVED

Since 2021-11-24
ID RA
APPROVED

Since 2020-03-05
CO RA
APPROVED

Since 2020-01-22
HI RA
APPROVED

Since 2019-05-01
CA RA
APPROVED

Since 2019-04-18
TX RA
APPROVED

Since 2017-04-07

Branch Locations

Honolulu, HI • United States

2919 Allen Parkway 9Th Floor - Retirement Education Center, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors	Houston	TX	10/2016	Present
N/A	League City	TX	06/2016	09/2016
Agia	Houston	TX	12/2022	Present

10/2016 → Present

Valic Financial Advisors

Houston, TX
06/2016 → 09/2016

N/A

League City, TX
12/2022 → Present

Agia

Houston, TX

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-04-07
S63	Uniform Securities Agent State Law Examination	2016-12-19

S65 Uniform Investment Adviser Law Examination

2017-04-07
S63 Uniform Securities Agent State Law Examination

2016-12-19

View on SEC IAPD