Ronald Xavier Pisano

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-06-02
WI	RA	APPROVED	2025-06-02

CA RA
APPROVED

Since 2025-06-02
WI RA
APPROVED

Since 2025-06-02

Branch Locations

Pewaukee, WI • United States

4 Hutton Centre Drive Ste 750, Santa Ana, CA 92707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sii	Los Angeles	CA	08/2016	11/2016
Sia Llc	Los Angeles	CA	08/2016	11/2016
Gibson Consulting	Chicago	IL	12/2016	03/2022
Tenet Consulting	Kingwood	TX	03/2022	Present
Lpl Financial Llc	Santa Ana	CA	03/2025	Present
Francis Pisano/ Meritage Wealth Management	Santa Ana	CA	03/2025	Present

08/2016 → 11/2016

Sii

Los Angeles, CA
08/2016 → 11/2016

Sia Llc

Los Angeles, CA
12/2016 → 03/2022

Gibson Consulting

Chicago, IL
03/2022 → Present

Tenet Consulting

Kingwood, TX
03/2025 → Present

Lpl Financial Llc

Santa Ana, CA
03/2025 → Present

Francis Pisano/ Meritage Wealth Management

Santa Ana, CA

Other Businesses

1 - 03/2025 - Meritage Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 2 - 03/2025 - 11012 N Kingsbury St. LLC - Real Estate Rental - Inv Related - CA 92679. 3 - 03/2025 - Lorjen Investments LLC - Real Estate Rental - Inv Related - CA 92679. 4 - 11/03/2025 - Hudson West, Inc. - Other - Reps Business - Principal/ Co-owner - Not Investment Related - Pewaukee, WI - Start Date 10/01/2025 - 20 hours per month/ 10 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-06-02

S66 Uniform Combined State Law Examination

2025-06-02

View on SEC IAPD