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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-15 |
Branch Locations
7992 W Thunderbird Rd Ste 110, Peoria, AZ 85381 • United States
Phoenix, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 09/2016 | 04/2024 |
| Starbucks | Scottsdale | AZ | 01/2016 | 11/2016 |
| United States Marine Corps | San Diego | CA | 05/2013 | 02/2021 |
| Arizona Home And Apt Cleaners, Llc | Phoenix | AZ | 09/2019 | 03/2021 |
| Windmill Roasters | Cave Creek | AZ | 03/2021 | Present |
| Ameriprise Financial Services, Llc | Peoria | AZ | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-11-02 |
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