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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2020-06-03 |
| TX | RA | APPROVED | 2020-05-22 |
| VA | RA | APPROVED | 2020-05-22 |
Branch Locations
8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States
Arlington, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Georgetown University | Washington | DC | 08/2014 | 05/2018 |
| Mcdonough School Of Business Technology Center | Washington | DC | 04/2016 | 04/2018 |
| Ubs Financial Services, Inc. | Washington | DC | 10/2016 | 05/2017 |
| Ubs Financial Services, Inc. | Washington | DC | 09/2017 | 09/2018 |
| Nonni Strategic Marketing | New York | NY | 05/2017 | 08/2017 |
| Ubs Financial Services, Inc. | Washington | DC | 09/2018 | 05/2020 |
| Rbc Capital Markets, Llc | Washington | DC | 05/2020 | Present |
| City National Bank | Washington | DC | 02/2022 | Present |
1. Georgetown University Alumni Admissions Program / 3700 O Street NW Washington, DC, 20057 / Educational Establishment/ Education / Worldwide alumni volunteer organization that coordinates and conducts the interview process for first year and transfer applicants to Georgetown University / Other / I will be an alumni volunteer / Conduct interviews of first year applicants for Georgetown University and will submit reports based off of those interviews to my local Alumni Admissions Program Chair / Start Date 9/24/2018 / 2. PEO / 3700 Grand Avenue Des Moines, IA 50312 / United States / Foundation/ Education / P.E.O. is a philanthropic organization where women CELEBRATE the advancement of women; EDUCATE women through scholarships, grants, awards, loans, and stewardship of Cottey College and MOTIVATE women to achieve their highest aspirations. / Member of a legislative body / Will assist with organizational requirements, host meetings, and assist in the nomination process for women requesting loans and grants for education. / Start Date 7/9/2019 3. Name: Riggs House Condo Board Address: 1823 Riggs Place NW, Washington, DC 20009 Business Description: Condo Board Business is not investment related Projected Start Date: 10/19/20 Capacity: Board of Directors * Duties Performed: Assistant Secretary Devoted to this OBA per Month: 2 Hours Devoted to this OBA during business hours: 0 4. Name: PEO Address: N/A Business Description: Women's Association Business is not investment related Projected Start Date: 09/01/20 Capacity: Other Duties Performed: Take Attendance Devoted to this OBA per Month: 2 Hours Devoted to this OBA during business hours: 0 (5) NAME OF ENTITY: Harrison Platz LLC ADDRESS: 226 Beech Hill Road Wynnewood PA 19096 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Aug 01, 2025 CAPACITY: Other DUTIES: My husband, Harrison Platz, is starting a classic car storage facility in Alexandria, VA. He is renting industrial space from my Mom, Mary-Alice Benson, and my Aunt, Jeannie Pursell, who are both clients of RBC. I will not have any day-to-day involvement in the business. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-04 |
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