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Mai Capital Management, LLC CRD 109807
$52.1B regulatory AUM 132 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-17 |
| CA | RA | APPROVED | 2025-11-12 |
Branch Locations
2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States
2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-16 |
Branch Locations
2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | San Francisco | CA | 02/2016 | 06/2017 |
| Jp Morgan Securities Llc | San Francisco | CA | 09/2016 | 06/2019 |
| Jp Morgan Chase Bank, N.A. | San Francisco | CA | 06/2017 | 06/2019 |
| Live Fit Gym | San Francisco | CA | 09/2018 | 11/2018 |
| Morgan Stanley | San Francisco | CA | 06/2019 | 05/2021 |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2019 | 05/2021 |
| Goldman Sachs & Co. | Los Angeles | CA | 05/2021 | 04/2022 |
| Evoke Advisors | Los Angeles | CA | 05/2022 | Present |
| Mai Capital Management, Llc | Cleveland | OH | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-26 |
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