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Alexander Ray

Mai Capital Management, LLC

Los Angeles, CA

Evoke Advisors

Los Angeles, CA

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-17
CA RA APPROVED 2025-11-12
  • TX RA
    APPROVED_RES
    Since 2025-11-17
  • CA RA
    APPROVED
    Since 2025-11-12

Branch Locations

2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States

Evoke Advisors

2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-16
  • CA RA
    APPROVED
    Since 2022-05-16

Branch Locations

2121 Avenue Of The Stars, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank San Francisco CA 02/2016 06/2017
Jp Morgan Securities Llc San Francisco CA 09/2016 06/2019
Jp Morgan Chase Bank, N.A. San Francisco CA 06/2017 06/2019
Live Fit Gym San Francisco CA 09/2018 11/2018
Morgan Stanley San Francisco CA 06/2019 05/2021
Morgan Stanley Private Bank, N.A New York NY 07/2019 05/2021
Goldman Sachs & Co. Los Angeles CA 05/2021 04/2022
Evoke Advisors Los Angeles CA 05/2022 Present
Mai Capital Management, Llc Cleveland OH 11/2025 Present
  • 02/2016 → 06/2017
    Jp Morgan Chase Bank
    San Francisco, CA
  • 09/2016 → 06/2019
    Jp Morgan Securities Llc
    San Francisco, CA
  • 06/2017 → 06/2019
    Jp Morgan Chase Bank, N.A.
    San Francisco, CA
  • 09/2018 → 11/2018
    Live Fit Gym
    San Francisco, CA
  • 06/2019 → 05/2021
    Morgan Stanley
    San Francisco, CA
  • 07/2019 → 05/2021
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 05/2021 → 04/2022
    Goldman Sachs & Co.
    Los Angeles, CA
  • 05/2022 → Present
    Evoke Advisors
    Los Angeles, CA
  • 11/2025 → Present
    Mai Capital Management, Llc
    Cleveland, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-24
S63 Uniform Securities Agent State Law Examination 2016-10-26
  • S66 Uniform Combined State Law Examination
    2019-05-24
  • S63 Uniform Securities Agent State Law Examination
    2016-10-26
Other Names
  • Alex Ray
  • Alexander Joseph Ray

View on SEC IAPD

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TLG ADVISORS, INC. · Los Angeles, CA
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