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CRD 6710298
Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-06 |
| FL | RA | APPROVED | 2020-07-24 |
Branch Locations
880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-06 |
| FL | RA | APPROVED | 2022-08-08 |
Branch Locations
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc. | Tampa | FL | 05/2017 | 05/2020 |
| Thomas Financial Group | Tampa | FL | 08/2016 | 04/2017 |
| Fitlife Foods | Tampa | FL | 02/2016 | 05/2017 |
| University Of Tampa | Tampa | FL | 08/2013 | 05/2017 |
| Raymond James & Associates, Inc | Buffalo | NY | 07/2020 | Present |
| Raymond James Financial Services, Inc | Buffalo | NY | 07/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | Buffalo | NY | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-29 |
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