Best Investors
Account
Sign in
Best Investors
Account
Sign in
Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2019-12-18 |
| TX | RA | APPROVED | 2019-12-17 |
Branch Locations
6550 South Big Cottonwood Canyon Rd, Cottonwood Heights, UT 84121 • United States
11100 Ne 8Th St. Suite 250, Bellevue, WA 98004-4465 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade Holding Corp - Investools | Draper | UT | 02/2013 | 06/2017 |
| Morgan Stanley | Holladay | UT | 07/2017 | 04/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 07/2017 | 04/2018 |
| Td Ameritrade | Cottonwood Heights | UT | 05/2018 | 11/2019 |
| Charles Schwab & Co., Inc. | Cottonwood Heights | UT | 12/2019 | Present |
| Charles Schwab Bank, Ssb | Cottonwood Heights | TX | 12/2019 | Present |
| Td Ameritrade Inc. | Cottonwood Heights | UT | 04/2023 | 06/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-13 |
Reach out to this advisor