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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-07 |
| UT | RA | APPROVED | 2024-10-07 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 09/2016 | 01/2021 |
| Unemployed | Salt Lake City | UT | 03/2016 | 09/2016 |
| E*Trade Securities Llc | Sandy | UT | 01/2021 | 01/2023 |
| Morgan Stanley | Sandy | UT | 01/2023 | 09/2023 |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-08 |
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