Bradley David Thomas

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → 11/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 04/2017 → 07/2017
  Unemployed
  Costa Mesa, CA
• 04/2013 → 04/2017
  United States Marine Corps
  Kaneohe Bay, CA
• 01/2018 → 11/2023
  Bank Of America, N.A.
  Newport Beach, CA
• 11/2023 → Present
  Lpl Financial Llc
  Levittown, PA

Previous Registrations

• 2017-08-14 → 2023-11-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
  Newport Beach, CA
  Doylestown, PA

Other Businesses

1- 03/26/2024 - Bronwealth Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/14/2024 - 40 Hours Per Month/ During Trading 2- 10/01/2024 - FMC Transport LLC DBA Keystone Bounce - Other - Party Rental Business - Owner - Not Investment Related - Home Based - Start Date 04/27/2024 - 4 Hours Per Month/ 0 Hours During Trading 3- 01/01/2026- Bronwealth Financial & Tax- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/01/2026- 40 Hours Per Month- 20 Hours During Trading 4- 01/13/2026 - Bronwealth Tax - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 20 hours per month/ during trading 5- 01/31/2026 - Bronwealth Financial & Tax - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/01/2026 - 5 hours per month/ 2 hours during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-10-19
• S65 Uniform Investment Adviser Law Examination
  2016-12-05

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Bradley David Thomas
• Bradley Thomas