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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-28
  • TX RA
    APPROVED_RES
    Since 2025-02-28

Branch Locations

1 Marina Park Drive Ste 1600, Boston, MA 02210-1832 • United States

Boston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 09/2016 02/2019
Mcadam Llc Boston MA 09/2016 03/2019
Tia's Boston MA 05/2013 09/2016
Mass Mutual Life Insurance Co Boston MA 02/2019 Present
Mml Investors Services, Llc Boston MA 03/2019 Present
  • 09/2016 → 02/2019
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 09/2016 → 03/2019
    Boston, MA
  • 05/2013 → 09/2016
    Tia's
    Boston, MA
  • 02/2019 → Present
    Mass Mutual Life Insurance Co
    Boston, MA
  • 03/2019 → Present
    Boston, MA
Previous Registrations
  • 2017-01-24 → 2019-03-06
    Boston, MA
    Radnor, PA
Other Businesses

Name: Rachele Stivaletta Inv rel: Y Add: 200 Clarendon Street Boston MA 02116 Nature: NonMMLIA Insurance Brokerage Position: Agent Start date: 03/05/2019 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: Fixed Annuity

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-05
S63 Uniform Securities Agent State Law Examination 2016-11-01
  • S65 Uniform Investment Adviser Law Examination
    2017-01-05
  • S63 Uniform Securities Agent State Law Examination
    2016-11-01

View on SEC IAPD

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