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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-10-26
TX RA APPROVED_RES 2023-10-26
  • GA RA
    APPROVED
    Since 2023-10-26
  • TX RA
    APPROVED_RES
    Since 2023-10-26

Branch Locations

3825 Pga Blvd 8Th And 9Th Floor, Palm Beach Gardens, FL 33410 • United States

3424 Peachtree Road Ne Floor 17 & 18, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Securities Llc Atlanta GA 10/2008 Present
Jpmorgan Chase Bank, N.A. Atlanta GA 03/2008 Present
Other Businesses

Entity Name: AB Design Vision Investment related: Y "Address: Interior Design- Visual Space Planning. abdesignvision.com" Nature of the other business: Interior Design Position/Title/Relationship: Employee/Contractor Start Date: 08/02/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Board of Directors member Business Strategy and Planning and financial review. Nothing related to any work at JPM."

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-31
S63 Uniform Securities Agent State Law Examination 1999-04-12
  • S66 Uniform Combined State Law Examination
    2023-08-31
  • S63 Uniform Securities Agent State Law Examination
    1999-04-12
Other Names
  • Jason L Bunin
  • Jason Lee Bunin

View on SEC IAPD

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