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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-10-26 |
| TX | RA | APPROVED_RES | 2023-10-26 |
Branch Locations
3825 Pga Blvd 8Th And 9Th Floor, Palm Beach Gardens, FL 33410 • United States
3424 Peachtree Road Ne Floor 17 & 18, Atlanta, GA 30326 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P Morgan Securities Llc | Atlanta | GA | 10/2008 | Present |
| Jpmorgan Chase Bank, N.A. | Atlanta | GA | 03/2008 | Present |
Entity Name: AB Design Vision Investment related: Y "Address: Interior Design- Visual Space Planning. abdesignvision.com" Nature of the other business: Interior Design Position/Title/Relationship: Employee/Contractor Start Date: 08/02/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Board of Directors member Business Strategy and Planning and financial review. Nothing related to any work at JPM."
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-12 |
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