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Joseph Patton Hedrick

Ameriprise Financial Services, LLC

Phoenix, AZ

Prescott, AZ

CRD 6709953

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-07-06
  • MN RA
    APPROVED
    Since 2017-07-06

Branch Locations

18325 N Allied Way Ste 125, Phoenix, AZ 85054 • United States

141 S Mccormick Ste 104, Prescott, AZ 86303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
N/A Scottsdale AZ 12/2009 09/2016
Ameriprise Financial Services, Inc. Scottsdale AZ 09/2016 03/2020
Ameriprise Financial Services, Llc Phoenix AZ 03/2020 Present
  • 12/2009 → 09/2016
    N/A
    Scottsdale, AZ
  • 09/2016 → 03/2020
    Ameriprise Financial Services, Inc.
    Scottsdale, AZ
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-03
  • S66 Uniform Combined State Law Examination
    2017-02-03

View on SEC IAPD

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