Weston Marc Smith

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-01-03
FL	RA	APPROVED	2017-03-01

TX RA
APPROVED_RES

Since 2025-01-03
FL RA
APPROVED

Since 2017-03-01

Branch Locations

2605 Enterprise Road Suite 168, Clearwater, FL 33759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Clearwater	FL	10/2016	Present
Cellular Sales Of Knoxville Inc.	Knoxville	TN	06/2014	09/2016

10/2016 → Present

Stifel Nicolaus & Co Inc

Clearwater, FL
06/2014 → 09/2016

Cellular Sales Of Knoxville Inc.

Knoxville, TN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-02-27

S66 Uniform Combined State Law Examination

2017-02-27

View on SEC IAPD

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