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Helen Elizabeth Hamilton

Mml Investors Services, LLC

Sandwich, MA

Needham, MA

CRD 3161193

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-15
  • TX RA
    APPROVED_RES
    Since 2022-02-15

Branch Locations

Sandwich, MA • United States

140 Kendrick Street Suite C310, Needham, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securites, Inc New York NY 01/2015 03/2017
Massmutual Life Insurance Company Needham MA 07/2016 Present
Mml Investors Services, Llc Needham MA 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securites, Inc
    New York, NY
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Needham, MA
  • 03/2017 → Present
    Mml Investors Services, Llc
    Needham, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-03-08
  • S66 Uniform Combined State Law Examination
    1999-03-08

View on SEC IAPD

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