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Bennett L Sperber

Mwa Financial Services Inc.

Ontario, CA

CRD 6709721

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Employer firm

Mwa Financial Services Inc. CRD 112630

$640M regulatory AUM 51 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mwa Financial Services Inc.

1701 1St Avenue, Rock Island, IL 61201 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-03-04
TX RA APPROVED_RES 2022-11-29
CA RA APPROVED 2019-03-28
  • AZ RA
    APPROVED
    Since 2026-03-04
  • TX RA
    APPROVED_RES
    Since 2022-11-29
  • CA RA
    APPROVED
    Since 2019-03-28

Branch Locations

3350 Shelby Street Suite 330, Ontario, CA 91764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Woodmen Of America Rock Island IL 06/2016 Present
Mwa Financial Services Inc. Rock Island IL 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-02
S63 Uniform Securities Agent State Law Examination 2016-12-29
  • S65 Uniform Investment Adviser Law Examination
    2019-03-02
  • S63 Uniform Securities Agent State Law Examination
    2016-12-29
Other Names
  • Ben Lee Sperber
  • Bennett Lee Sperber
  • Bennett L Sperber

View on SEC IAPD

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