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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-09-18 |
Branch Locations
130 Springside Dr Suite 100, Akron, OH 44333 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Ins Co | Akron | OH | 04/2007 | 12/2016 |
| Hornor Townsend And Kent, Inc | Akron | OH | 04/2007 | Present |
| Penn Mutual Life Ins Co | Horsham | PA | 01/2017 | Present |
1)21ST CENTURY FINANCIAL, INC. | INVESTMENT-RELATED-YES | 130 SPRINGSIDE DRIVE, STE. 100, AKRON, OH 44333 | INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY | AGENT | START DATE: APRIL 2007 | APPROX. NUMBER OF HOURS/MONTH: MORE THAN 40 | APPROX. NUMBER OF HOURS/MONTH DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS: MORE THAN 40 | DUTIES: SALE OF LIFE, HEALTH, DISABILITY AND LTC INSURANCE. 2)BLU DOT FINANCIAL, L.L.C. | INVESTMENT-RELATED-YES | 130 SPRINGSIDE DRIVE, STE. 100, AKRON, OH 44333 | INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY | MEMBER, START DATE: 05/01/2008 | APPROX. NUMBER OF HOURS/MONTH: MORE THAN 40 | APPROX. NUMBER OF HOURS/MONTH DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS: MORE THAN 40 | DUTIES: SALE OF LIFE, HEALTH, DISABILITY AND LTC INSURANCE TO THE MEDICAL COMMUNITY. 3) SAND COURT CONDO ASSOCIATION | NOT INVESTMENT-RELATED | FAIRLAWN PUBLIC LIBRARY, FAIRLAWN, OH, CONDO ASSOCIATION | PRESIDENT/OFFICER | START DATE: 01/2014 | APPROXIMATE NUMBER OF HOURS/MONTH: 10 | APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: 10 | DUTIES: BOARD MEMBER WITH NO FINANCIAL INVOLVEMENT OR CHECK WRITING PRIVILEGES. NO COMPENSATION FOR DUTIES. 4)BLU DOT HOLDINGS II, L.L.C. | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: MEMBER | ADDRESS: VARIOUS LOCATIONS | START DATE: 3/1/2020 | NATURE OF ACTIVITY: RENTAL PROPERTY OWNER | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: BUYER OF PROPERTIES: MANAGE AND LEASE COMMERCIAL AND RESIDENTIAL REAL ESTATE. ACTIVITIES INCLUDE MANAGING PROPERTY, CHECK WRITING, SHOWING PROPERTY WITH LEASE AGREEMENTS. 5)RENTAL PROPERTY OWNER | DBA: BLU DOT HOLDINGS III, L.L.C. | POSITION: PROPRIETOR/OWNER | NATURE: RENTAL PROPERTY OWNER | INVESTMENT RELATED: NO | NUMBER OF HOURS: 10 | SECURITIES TRADING HOURS: 0 | START DATE: 05/01/2024 | ADDRESS: 4548 LAKEVIEW GLEN DRIVE, MEDINA OH 44256 | DESCRIPTION: BUYER OF PROPERTIES: MANAGE AND LEASE COMMERCIAL AND RESIDENTIAL REAL ESTATE. ACTIVITIES INCLUDE MANAGING PROPERTY, CHECK WRITING, SHOWING PROPERTY WITH LEASE AGREEMENTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-02-21 |
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