Jeffrey Nicholas Guzzi

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 02/2017
  Lcm Capital Management Inc.
  Chicago, IL
• 03/2017 → 04/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Meadows, IL
• 04/2019 → 12/2020
  Visionary Financial
  Chicago, IL
• 01/2021 → 02/2024
  Morningstar Investment Services Llc
  Chicago, IL
• 03/2024 → Present
  Fisher Investments
  Tampa, FL

Previous Registrations

• 2021-03-17 → 2024-02-09
  Morningstar Investment Services Llc
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2017-03-21 → 2019-05-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Leawood, KS
  Chicago, IL
• 2016-09-20 → 2017-03-02
  Lcm Capital Management Inc
  Chicago, IL

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-04-29
• S65 Uniform Investment Adviser Law Examination
  2016-09-13

Other Names

• Jeff Guzzi
• Jeffrey Nicholas Guzzi
• Jeffrey Guzzi