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Ociel Cecilio

Morgan Stanley

Newport Beach, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-09
CA RA APPROVED 2024-02-06
  • TX RA
    APPROVED
    Since 2024-02-09
  • CA RA
    APPROVED
    Since 2024-02-06

Branch Locations

800 Newport Center Drive Suite 500, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Marina Del Rey CA 09/2016 11/2016
Wells Fargo Bank, Na Los Angeles CA 04/2015 01/2024
Wells Fargo Clearing Services, Llc Los Angeles CA 11/2016 01/2024
Morgan Stanley Newport Beach CA 02/2024 Present
  • 09/2016 → 11/2016
    Wells Fargo Advisors Llc
    Marina Del Rey, CA
  • 04/2015 → 01/2024
    Wells Fargo Bank, Na
    Los Angeles, CA
  • 11/2016 → 01/2024
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
  • 02/2024 → Present
    Morgan Stanley
    Newport Beach, CA
Previous Registrations
  • 2021-04-08 → 2024-02-07
    Wells Fargo Clearing Services, Llc
    Marina Del Rey, CA
    Beverly Hills, CA
    Los Angeles, CA
    Los Angeles, CA
    El Segundo, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Encino, CA
    Westlake Village, CA
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-08
S63 Uniform Securities Agent State Law Examination 2016-12-01
  • S65 Uniform Investment Adviser Law Examination
    2021-04-08
  • S63 Uniform Securities Agent State Law Examination
    2016-12-01

View on SEC IAPD

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Other Investors

WILLIAM ERIC BLANTON
Travis L. Shirley
Michael Schanna
Rebekah A. Beekie
WILLIAM BENJAMIN SHAPIRO
Austin Mascorro
Bruce Lyle
Philip Pluta

Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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