Timothy Daniel Fahey

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 01/2017
  Fidelity Investments
  Westlake, TX
• 02/2017 → 09/2017
  Stratford Consulting, Llc
  Addison, TX
• 02/2017 → 09/2017
  Stratford Consulting, Llc
  Addison, TX
• 11/2017 → 04/2020
  Hd Vest Investment Services
  Irving, TX
• 11/2017 → 04/2020
  Hd Vest Advisosry Services
  Irving, TX
• 04/2020 → 09/2023
  Charles Schwab & Co., Inc
  Westlake, TX
• 10/2023 → Present
  Lpl Financial Llc
  The Colony, TX

Previous Registrations

• 2020-04-16 → 2023-09-22
  Charles Schwab & Co., Inc.
  Westlake, TX
• 2017-12-19 → 2020-04-09
  Avantax Advisory Services
  Irving, TX
• 2017-02-21 → 2017-10-09
  Stratford Consulting, Llc
  Addison, TX
• 1999-06-16 → 2008-12-01
  Strategic Advisers Llc
  Braintree, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-02-21
• S63 Uniform Securities Agent State Law Examination
  1999-05-04

Other Names

• Tim Fahey