Benjamin Mark Freeby

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 01/2017
  Rbc Capital Markets, Llc
  North Oaks, MN
• 03/2016 → 12/2016
  Ymca
  Minneapolis, MN
• 08/2012 → 12/2016
  Bethel University
  St. Paul, MN
• 01/2016 → 04/2023
  Rbc Capital Markets, Llc
  Shoreview, MN
• 04/2023 → Present
  Osaic Wealth, Inc.
  New Brighton, MN

Previous Registrations

• 2017-04-03 → 2023-05-11
  Rbc Capital Markets, Llc
  Shoreview, MN

Other Businesses

BEN FREEBY POSITION: Sales NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2017 ADDRESS: 708 Cleveland Ave SW, Suite 200, New Brighton MN 55112, United States DESCRIPTION: Review, Discuss, and Recommend fixed and variable annuities and other insurance products including life insurance and long term care insurance. DELICH WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 130 START DATE: 04/27/2023 ADDRESS: 708 Cleveland Ave SW, Suite 200, New Brighton MN 55112, United States DESCRIPTION: Market Research, Management of Client Portfolio, Financial Planning with Clients, Receive client requests such as asset movement, account changes, document requests, etc.

Exams

• S66 Uniform Combined State Law Examination
  2017-04-03

Designations

• Certified Financial Planner