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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-02-28
  • OH RA
    APPROVED
    Since 2023-02-28

Branch Locations

9783 Fairway Dr Ste A, Powell, OH 43065 • United States

179 E Center St, Marion, OH 43302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Bucyrus OH 06/2022 06/2022
Principal Securities Inc Powell OH 06/2022 Present
Dostal & Kirk Inc Bucyrus OH 05/2016 06/2022
Dostal & Kirk Insurance And Financial Services Powell OH 09/2022 Present
  • 06/2022 → 06/2022
    Principal Life Insurance Company
    Bucyrus, OH
  • 06/2022 → Present
    Powell, OH
  • 05/2016 → 06/2022
    Dostal & Kirk Inc
    Bucyrus, OH
  • 09/2022 → Present
    Dostal & Kirk Insurance And Financial Services
    Powell, OH
Other Businesses

INSURANCE POSITION: Insurance Advisor - Dostal & Kirk NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 8 START DATE: 05/09/2016 ADDRESS: 9783 Fairway Blvd, Ste A, Powell OH 43065, United States DESCRIPTION: Sales and service of fixed life, fixed annuities, DI, LTC, P&C, health, and group benefits.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-27
S63 Uniform Securities Agent State Law Examination 2022-08-25
  • S65 Uniform Investment Adviser Law Examination
    2023-02-27
  • S63 Uniform Securities Agent State Law Examination
    2022-08-25

View on SEC IAPD

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