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William James Parker

Park Avenue Securities LLC

Rockwall, TX

Irvine, CA

CRD 6708125

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-03-27
CA RA APPROVED 2026-01-12
WY RA APPROVED 2026-01-06
VA RA APPROVED 2025-08-05
ND RA APPROVED 2025-07-28
AR RA APPROVED 2025-07-15
CO RA APPROVED 2025-07-15
LA RA APPROVED 2025-05-14
OK RA APPROVED 2025-05-14
TX RA APPROVED 2025-04-02
  • IL RA
    APPROVED
    Since 2026-03-27
  • CA RA
    APPROVED
    Since 2026-01-12
  • WY RA
    APPROVED
    Since 2026-01-06
  • VA RA
    APPROVED
    Since 2025-08-05
  • ND RA
    APPROVED
    Since 2025-07-28
  • AR RA
    APPROVED
    Since 2025-07-15
  • CO RA
    APPROVED
    Since 2025-07-15
  • LA RA
    APPROVED
    Since 2025-05-14
  • OK RA
    APPROVED
    Since 2025-05-14
  • TX RA
    APPROVED
    Since 2025-04-02

Branch Locations

Rockwall, TX • United States

2875 Michelle Drive Suite 110, Irvine, CA 92606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins Irving TX 09/2016 09/2020
Unemployed Dallas TX 06/2016 09/2016
Park Avenue Securities Irving TX 02/2017 09/2020
Guardian Life Insurance Claremont CA 09/2020 10/2020
Park Avenue Securities Claremont AZ 09/2020 10/2020
Guardian Life Insurance Phoenix AZ 07/2020 09/2023
Park Avenue Securities Phoenix AZ 10/2020 12/2021
Park Avenue Securities Phoenix AZ 06/2022 09/2023
Guardian Life Insurance Washington DC 09/2023 10/2024
Park Avenue Securities Washington DC 09/2023 10/2024
Guardian Life Insurance Ft Worth TX 10/2024 11/2025
Park Avenue Securities Ft Worth TX 10/2024 11/2025
Park Avenue Securities Rockwall TX 11/2025 Present
Guardian Life Insurance Rockwall TX 11/2025 Present
  • 09/2016 → 09/2020
    Guardian Life Ins
    Irving, TX
  • 06/2016 → 09/2016
    Unemployed
    Dallas, TX
  • 02/2017 → 09/2020
    Park Avenue Securities
    Irving, TX
  • 09/2020 → 10/2020
    Guardian Life Insurance
    Claremont, CA
  • 09/2020 → 10/2020
    Park Avenue Securities
    Claremont, AZ
  • 07/2020 → 09/2023
    Guardian Life Insurance
    Phoenix, AZ
  • 10/2020 → 12/2021
    Park Avenue Securities
    Phoenix, AZ
  • 06/2022 → 09/2023
    Park Avenue Securities
    Phoenix, AZ
  • 09/2023 → 10/2024
    Guardian Life Insurance
    Washington, DC
  • 09/2023 → 10/2024
    Park Avenue Securities
    Washington, DC
  • 10/2024 → 11/2025
    Guardian Life Insurance
    Ft Worth, TX
  • 10/2024 → 11/2025
    Park Avenue Securities
    Ft Worth, TX
  • 11/2025 → Present
    Park Avenue Securities
    Rockwall, TX
  • 11/2025 → Present
    Guardian Life Insurance
    Rockwall, TX
Previous Registrations
Other Businesses

1) Moonfire Drive LLC- The LLC was created for 1099 tax purposes, Start date: 02/09/2022, Address: 8592 N Moonfire Dr. Tucson AZ 85743, 1 total hours per month; 0 during securities trading hours, Investment related, More than 10% annual compensation,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-22
S63 Uniform Securities Agent State Law Examination 2017-12-29
  • S65 Uniform Investment Adviser Law Examination
    2020-10-22
  • S63 Uniform Securities Agent State Law Examination
    2017-12-29
Other Names
  • William James Parker
  • William Parker

View on SEC IAPD

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