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Tammy Lynn Higgins

Whitcomb & Hess, Inc.

Ashland, OH

CRD 6708077

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Employer firm

Whitcomb & Hess, Inc. CRD 121064

$491M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Whitcomb & Hess, Inc.

1020 Cleveland Avenue, Ashland, OH 44805 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-12-15
  • OH RA
    APPROVED
    Since 2016-12-15

Branch Locations

1020 Cleveland Avenue, Ashland, OH 44805 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Whitcomb & Hess, Inc. Ashland OH 06/2015 Present
Other Businesses

I am a partner in my husband's IT Consulting business, Higgins Computer Services LLC. This business is not investment-related. We provide computer service(repair, new systems, consulting) to small and mid-size businesses. My title is Partner/Business Manager. I have been a partner since 2009. I devote 4 hours per month to this business, none of which are during securities trading hours. My duties include bookkeeping and payroll. The address of Higgins Computer Services is 629 Sandusky St., Ashland, OH 44805

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-15
  • S65 Uniform Investment Adviser Law Examination
    2016-12-15
Other Names
  • Tammy Lynn Vunderink

View on SEC IAPD

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