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Michael Clinton Moore

Liberton Financial LLC

Vista, CA

CRD 6707913

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Employer firm

Liberton Financial LLC CRD 285018

$90.0K regulatory AUM 8 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Liberton Financial Llc

Vista, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

Vista, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Premiere Services Santa Fe Springs CA 07/2004 01/2021
Liberton Financial Vista CA 01/2017 Present
  • 07/2004 → 01/2021
    Premiere Services
    Santa Fe Springs, CA
  • 01/2017 → Present
    Liberton Financial
    Vista, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-23
S65 Uniform Investment Adviser Law Examination 2016-12-13
  • S66 Uniform Combined State Law Examination
    2019-11-23
  • S65 Uniform Investment Adviser Law Examination
    2016-12-13

View on SEC IAPD

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