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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-26
FL RA APPROVED 2017-01-24
  • TX RA
    APPROVED
    Since 2022-05-26
  • FL RA
    APPROVED
    Since 2017-01-24

Branch Locations

308 Ave G Sw, Winter Haven, FL 33880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Homemaker Auburndale FL 05/2015 11/2016
Thrivent Investment Management Inc Winter Haven FL 11/2016 Present
Thrivent Financial Appleton WI 11/2016 04/2017
Thrivent Financial Appleton WI 04/2017 Present
  • 05/2015 → 11/2016
    Homemaker
    Auburndale, FL
  • 11/2016 → Present
    Winter Haven, FL
  • 11/2016 → 04/2017
    Thrivent Financial
    Appleton, WI
  • 04/2017 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

ROSE PAGN POSITION: Rose Pagn NATURE: Residential rental property. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2017 ADDRESS: 6828 Edgefield Lane, Orlando FL 32822, United States DESCRIPTION: This is a residential home in which our children used to live. However, they moved and the current residents have been there since September, 2017 ROSE PAGN POSITION: Rose Pagn NATURE: This is a residential home that I am renovating.There are no existing tenants but requesting approval to rent upon renovation completion estimated for July/August 2020. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2020 ADDRESS: 2502 E 12th Ave, Sheffield AL 35660, United States DESCRIPTION: Would serve as a landlord. Maintain property and collect rent. ROSE PAGN POSITION: Leaser NATURE: This is a residential home that I am renovating. There are no existing tenants but requesting approval to rent upon renovation completion estimated for April/May 2021. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2021 ADDRESS: 2513 E 12 Ave, Sheffield AL 35660, United States DESCRIPTION: Collect Rent, arrange for maintenance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-04
  • S66 Uniform Combined State Law Examination
    2017-01-04
Other Names
  • Rose Brown

View on SEC IAPD

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