Derek Mitchell Samples

Current Employers

Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2020-10-22

TN RA
APPROVED

Since 2020-10-22

Branch Locations

7003 Chadwick Dr Suite 3200, Brentwood, TN 37027 • United States

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morris, Smith And Hayden Wealth Management	Brentwood	TN	08/2019	Present
Advanced Tool & Machine	Morristown	TN	07/2018	07/2019
Citizens National Bank	Sevierville	TN	05/2017	05/2018
Student	Johnson City	TN	05/2015	05/2017
Stonex Securities Inc.	Brentwood	TN	08/2019	Present
Stonex Advisors Inc.	Brentwood	TN	10/2020	Present

08/2019 → Present

Morris, Smith And Hayden Wealth Management

Brentwood, TN
07/2018 → 07/2019

Advanced Tool & Machine

Morristown, TN
05/2017 → 05/2018

Citizens National Bank

Sevierville, TN
05/2015 → 05/2017

Student

Johnson City, TN
08/2019 → Present

Stonex Securities Inc.

Brentwood, TN
10/2020 → Present

Stonex Advisors Inc.

Brentwood, TN

Other Businesses

1) Morris, Smith & Hayden Wealth Management 7003 Chadwick Drive, Suite 320 Brentwood, TN 37027 Nature of Business: Employer Investment Related: Yes Title: Financial Advisor Start Date: 08/06/2019 Duties: Administrate day-to-day procedures and marketing to new potential clients Hours Devoted to Business: 185 Hours Devoted to Business during Market Hours: I'm at this business during all of market hours

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-16

S66 Uniform Combined State Law Examination

2020-10-16