John Michael Gillespie

Employer firm

Wealth Management Services Of Austin, LLC CRD 129588

$11.5M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Wealth Management Services Of Austin, Llc

901 S. Mopac Expressway Suite 300, Austin, TX 78746 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2005-09-15

TX RA
APPROVED

Since 2005-09-15

Branch Locations

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Connect Zone	Austin	TX	03/1996	Present
John Gillespie, Cpa	Austin	TX	11/1997	Present
H.D. Vest Investment Securities, Inc.	Austin	TX	11/1998	Present

03/1996 → Present

Connect Zone

Austin, TX
11/1997 → Present

John Gillespie, Cpa

Austin, TX
11/1998 → Present

H.D. Vest Investment Securities, Inc.

Austin, TX

Previous Registrations

2001-03-26 → 2005-10-12

Avantax Advisory Services

Austin, TX

Other Businesses

EQUI CAPITAL GROUP, INVESTMENT RELATED, FINANCIAL SERVICES, PRESIDENT, 20 HRS. MONTHLY. GILLESPIE FINANCIAL SERVICES, NON-INVESTMENT RELATED, FINANCIAL SERVICES, OWNER, 20 HRS. MONTHLY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-01-18
S63	Uniform Securities Agent State Law Examination	1999-03-03

S65 Uniform Investment Adviser Law Examination

2001-01-18
S63 Uniform Securities Agent State Law Examination

1999-03-03

Designations

Certified Financial Planner

Other Names

John Gillespie

View on SEC IAPD