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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-05-01 |
| NH | RA | APPROVED | 2025-05-01 |
| TX | RA | APPROVED | 2025-05-01 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
145 Maplewood Ave. Suite 100, Portsmouth, NH 03801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | Greenwood Village | CO | 09/2016 | 09/2022 |
| Unemployment | Denver | CO | 02/2016 | 09/2016 |
| Steward Partners Global Advisory, Llc | Portsmouth | NH | 09/2022 | Present |
| Steward Partners Investment Solutions, Llc | Portsmouth | NH | 09/2022 | Present |
| Steward Partners Investment Advisory, Llc | Portsmouth | NH | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-06 |
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