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Robert Jesus Diaz Lopez

Citigroup Global Markets Inc.

Jersey City, NJ

New York, NY

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2020-03-11
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2020-03-11

Branch Locations

480 Washington Boulevard, Jersey City, NJ 07310 • United States

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup New York NY 09/2016 Present
Citibank New York NY 04/2014 09/2016
  • 09/2016 → Present
    Citigroup
    New York, NY
  • 04/2014 → 09/2016
    Citibank
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-09
S63 Uniform Securities Agent State Law Examination 2016-10-25
  • S65 Uniform Investment Adviser Law Examination
    2020-03-09
  • S63 Uniform Securities Agent State Law Examination
    2016-10-25
Other Names
  • Robert Jesus Diazlopez

View on SEC IAPD

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