Best Investors
Account
Sign in
Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-04 |
| CA | RA | APPROVED | 2023-07-19 |
| CO | RA | APPROVED | 2023-07-19 |
| NM | RA | APPROVED | 2023-07-19 |
Branch Locations
865 East South Boulder Rd, Louisville, CO 80027-1345 • United States
1515 Dell Range Blvd, Cheyenne, WY 82001 • United States
2200 East Lincolnway, Cheyenne, WY 82001 • United States
130 N 3Rd St, Sterling, CO 80751 • United States
700 5Th Avenue, Longmont, CO 80501 • United States
303 Main St, Lyons, CO 80540 • United States
1610 Hover Road, Longmont, CO 80501 • United States
97 2Nd Ave, Niwot, CO 80544 • United States
4290 W 10Th St, Greeley, CO 80634 • United States
1075 W Horsetooth Rd, Fort Collins, CO 80526 • United States
1795 East Bridge Street, Brighton, CO 80601 • United States
3800 Arapahoe Avenue, Boulder, CO 80303 • United States
6775 W Ken Caryl Avenue, Littleton, CO 80128 • United States
Denver, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2016 | 11/2017 |
| Federal Express | Albuquerque | NM | 10/2014 | 09/2016 |
| Bank Of The West | Thornton | CO | 12/2017 | Present |
| Bancwest Investment Services, Inc. | Thornton | CO | 12/2017 | Present |
| Lpl Financial Llc | Loveland | CO | 07/2023 | Present |
1) 05/01/2023 - BMO Investment Services - Investment Related - At Reported Business Locations - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-22 |
Reach out to this advisor