R Chris Roney

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → 05/2024
  Lincoln Financial Securities Corporation
  Greensboro, NC
• 05/2024 → Present
  Lpl Financial
  Greensboro, NC

Previous Registrations

• 2004-06-18 → 2024-05-16
  Osaic Fs, Inc.
  Stockton, CA
  Greensboro, NC
  Irvine, CA
  Corona, CA
  Canonsburg, PA
  Spring, TX
  Concord, NH
  Austin, TX
  San Carlos, CA

Other Businesses

1) 05/16/2024 - Pilot Financial Distributors - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2011 - 160 hours per month/ 130 hours during trading 2) 05/16/2024 - PRD Venture - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2022 - 160 hours per month/ 130 hours during trading 3) 05/16/2024 - Roney Financial Group - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 04/14/2007 - 8 hours per month/ 2 hours during trading 4) 05/16/2024 - Pilot Financial - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/11/2011 - 4 hours per month/ 1 hour during trading 5) 04/25/2024 - Pilot Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2011 - 320 hours per month/ 80 hours during trading 6) 04/01/2026 - PRD Venture - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Greensboro, NC - Start Date 12/22/2021 - 80 hours per month/ 20 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-17
• S63 Uniform Securities Agent State Law Examination
  1998-12-15

Other Names

• R Christopher Roney