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Pflugerville, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Boerne | TX | 08/2016 | 10/2016 |
| Axa Advisors, Llc | New York | NY | 10/2016 | 11/2019 |
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 01/2020 | 09/2020 |
| Thrivent Advisor Network, Llc | Austin | TX | 06/2020 | 09/2020 |
| Tollefson & Company | Austin | TX | 09/2020 | 05/2021 |
| Baskets Capital Llc | Austin | TX | 06/2021 | Present |
GiveList Media Company Not investment related 24955 PACIFIC COAST HWY STE B202 MALIBU CA 90265 Software sales Research Associate Research Associate 02/08/2022 5 hours/month devoted to this OBA 0.2 hours devoted during trading hours Evaluate and research nonprofit organizations Real Capital LLC Not investment related 1260 Shiloh Rd Suite 200, Plano, TX 75074 Data aggregation Data researcher Data research associate 01/01/2022 5 hours/month devoted to business 0.2 hours devoted during securities trading hours Evaluate and research contact information of businesses in Texas
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-03 |
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