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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-16 |
| OK | RA | APPROVED | 2021-02-28 |
Branch Locations
1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States
210 Park Ave Ste 2725 Floor 27, Oklahoma City, OK 73102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mariner Wealth Advisors - Oklahoma | Oklahoma City | OK | 09/2016 | 07/2017 |
| Bank Of Oklahoma, Na | Oklahoma City | OK | 08/2012 | 09/2016 |
| Bokf, Na | Oklahoma City | OK | 07/2017 | 03/2019 |
| Bok Financial Securities, Inc. | Oklahoma City | OK | 07/2017 | 03/2019 |
| Jpmorgan Chase Bank Na | Oklahoma City | OK | 03/2019 | Present |
| Jpmorgan Securities Llc | Oklahoma City | OK | 03/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-27 |
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