Justin Haslam Ricks

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2003 → Present
  Mass Mutual Life Insurance Company
  Lehi, UT
• 02/2003 → Present
  Mml Investors Services, Inc.
  Lehi, UT

Other Businesses

Name: Justin Ricks, Inv Rel: y Addr:2901 W. Blue Grass Blvd Suite 320 Lehi Ut 84043 Nature: life, health, group health, Position: agent, Start:1998, No Hr/mo:10 No Hr/Mo dur trading:10. (2)Name: Justin Ricks, Inv rel: N Addr: Residential address Nature: online classroom facilitator for Columbia University and Southern New Hampshire University, Position: online adjunct classroom facilitator/instructor, Start:2011, No hr/mo: 20 No hr/mo dur trading:0. (3) Name: Tide Point Financial Inv Rel: Y Add: 2901 W. Blue Grass Blvd Suite 320 Lehi UT 84043 Nature: Outside Insurance Sales Position: Insurance Sales Start Date: 05/30/2025 No Hrs/Mo: 15 No Hrs/Mo During Sec Trading: 10 Duties: Life, DI, Fixed Annuities (4) Name: Caring Tide Inv Rel: Y Add: Residential Nature: Disability Consulting Services Position: Consultant Start Date: 01/05/2025 No. Hr/Mo: 10 No. Hr/Mo During Sec Trading: 8 Duties: Working with families who have a loved one who has a disability to provide guidance and support.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-12-02
• S63 Uniform Securities Agent State Law Examination
  1998-12-29