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Account
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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-08-19 |
| CA | RA | APPROVED | 2020-08-10 |
Branch Locations
2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 10/2017 | 06/2019 |
| Bank Of America, N.A. | Chandler | AZ | 10/2014 | 09/2017 |
| Bancwest Investment Services | Tempe | AZ | 06/2019 | 06/2020 |
| Bank Of The West | Tempe | AZ | 06/2019 | 06/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 07/2020 | Present |
| Bank Of America N.A. | Chandler | AZ | 08/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-26 |
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