Alexandra Nicole Morgan

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-06-18
FL	RA	APPROVED	2019-10-01

NJ RA
APPROVED

Since 2024-06-18
FL RA
APPROVED

Since 2019-10-01

Branch Locations

Palm City, FL • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Stuart	FL	10/2016	Present
Unemployed	Palm City	FL	10/2014	10/2016

10/2016 → Present

Ubs Financial Services

Stuart, FL
10/2014 → 10/2016

Unemployed

Palm City, FL

Other Businesses

1) Name of business: TOAST./ Address: United States./ Nature: Acting, improvisational theater performances./ Role: Junior Actor./ Duty: Acting and performing improvisational theater

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-09-30

S66 Uniform Combined State Law Examination

2019-09-30

Other Names

Lexi Nicole Morgan

View on SEC IAPD